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Title 17

Displaying title 17, up to date as of 9/23/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter II Securities and Exchange Commission 200 – 399
Part 300 Rules of the Securities Investor Protection Corporation 300.100 – 300.600
Accounts of “Separate” Customers of SIPC Members 300.100 – 300.105
§ 300.100 General.
§ 300.101 Individual accounts.
§ 300.102 Accounts held by executors, administrators, guardians, etc.
§ 300.103 Accounts held by a corporation, partnership or unincorporated association.
§ 300.104 Trust accounts.
§ 300.105 Joint accounts.
Accounts Introduced by Other Brokers or Dealers 300.200 – 300.201
§ 300.200 General.
§ 300.201 Accounts introduced by same or different broker or dealer.
Closeout or Completion of Open Contractual Commitments 300.300 – 300.400
Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” 300.500 – 300.503
§ 300.500 General.
§ 300.501 Claim for cash.
§ 300.502 Claim for securities.
§ 300.503 Voidable securities transactions.
Rules Relating to Supplemental Report on SIPC Membership 300.600
§ 300.600 Rules relating to supplemental report on SIPC membership.