Site Feedback

Title 17

Displaying title 17, up to date as of 9/21/2021. Title 17 was last amended 9/01/2021.
eCFR Content

The Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government. The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. It is not an official legal edition of the CFR.

Learn more about the eCFR, its status, and the editorial process.

Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 37 Swap Execution Facilities 37.1 – 37.1501
Subpart A General Provisions 37.1 – 37.12
Subpart B Compliance With Core Principles 37.100
§ 37.100 Core Principle 1 - Compliance with core principles.
Subpart C Compliance With Rules 37.200 – 37.206
Subpart D Swaps Not Readily Susceptible to Manipulation 37.300 – 37.301
§ 37.300 Core Principle 3 - Swaps not readily susceptible to manipulation.
§ 37.301 General requirements.
Subpart E Monitoring of Trading and Trade Processing 37.400 – 37.408
Subpart F Ability to Obtain Information 37.500 – 37.504
Subpart G Position Limits or Accountability 37.600 – 37.601
§ 37.600 Core Principle 6 - Position limits or accountability.
§ 37.601 Additional sources for compliance.
Subpart H Financial Integrity of Transactions 37.700 – 37.703
Subpart I Emergency Authority 37.800 – 37.801
Subpart J Timely Publication of Trading Information 37.900 – 37.901
Subpart K Recordkeeping and Reporting 37.1000 – 37.1001
Subpart L Antitrust Considerations 37.1100 – 37.1101
Subpart M Conflicts of Interest 37.1200
§ 37.1200 Core Principle 12 - Conflicts of interest.
Subpart N Financial Resources 37.1300 – 37.1307
Subpart O System Safeguards 37.1400 – 37.1401
Subpart P Designation of Chief Compliance Officer 37.1500 – 37.1501
Appendix A to Part 37
Form SEF
Appendix B to Part 37
Guidance on, and Acceptable Practices in, Compliance with Core Principles