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Title 17

Displaying title 17, up to date as of 7/09/2026. Title 17 was last amended 6/25/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter IVDepartment of the Treasury400 – 499
Subchapter ARegulations Under Section 15C of the Securities Exchange Act of 1934400 – 449
Part 420Large Position Reporting420.1 – 420.5
§ 420.1Applicability.
§ 420.2Definitions.
§ 420.3Reporting.
§ 420.4Recordkeeping.
§ 420.5Applicability date.
Appendix A to Part 420
Separate Reporting Entity
Appendix B to Part 420
Sample Large Position Report