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Title 17

Displaying title 17, up to date as of 9/03/2026. Title 17 was last amended 8/17/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter IISecurities and Exchange Commission200 – 399
Part 300Rules of the Securities Investor Protection Corporation300.100 – 300.600
Accounts of “Separate” Customers of SIPC Members300.100 – 300.105
§ 300.100General.
§ 300.101Individual accounts.
§ 300.102Accounts held by executors, administrators, guardians, etc.
§ 300.103Accounts held by a corporation, partnership or unincorporated association.
§ 300.104Trust accounts.
§ 300.105Joint accounts.
Accounts Introduced by Other Brokers or Dealers300.200 – 300.201
§ 300.200General.
§ 300.201Accounts introduced by same or different broker or dealer.
Closeout or Completion of Open Contractual Commitments300.300 – 300.400
§ 300.300Definitions.
§ 300.301Contracts to be closed out or completed.
§ 300.302Mechanics of closeout or completion.
§ 300.303Report to trustee.
§ 300.304Retained rights of brokers or dealers.
§ 300.305Excluded contracts.
§ 300.306Completion or closeout pursuant to SIPC direction.
§ 300.307Completion with cash or securities of customer.
§ 300.400Satisfaction of customer claims for standardized options.
Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities”300.500 – 300.503
§ 300.500General.
§ 300.501Claim for cash.
§ 300.502Claim for securities.
§ 300.503Voidable securities transactions.
Rules Relating to Supplemental Report on SIPC Membership300.600
§ 300.600Rules relating to supplemental report on SIPC membership.