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Title 17

Displaying title 17, up to date as of 9/15/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter II Securities and Exchange Commission 200 – 399
Part 274 Forms Prescribed Under the Investment Company Act of 1940 274.0-1 – 274.404
§ 274.0-1 Availability of forms.
Subpart A Registration Statements 274.5 – 274.54
Subpart B Forms for Reports 274.101 – 274.200
§ 274.101 Form N-CEN, annual report of registered investment companies.
§§ 274.102-274.126 [Reserved]
§ 274.127d-1 Form N-27D-1 accounting of segregated trust account.
§ 274.128 Form N-CSR, certified shareholder report.
§ 274.129 Form N-PX, annual report of proxy voting record of registered management investment company.
§ 274.130 [Reserved]
§ 274.150 Form N-PORT, Monthly portfolio holdings report.
§ 274.200 Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter.
Subpart C Forms for Other Statements 274.201 – 274.223
Subpart D Forms for Exemptions 274.301
§ 274.301 Notification of claim of exemption pursuant to Rule 6e-2 or Rule 6e-3(T) under the Investment Company Act.
Subpart E Forms for Electronic Filing 274.401 – 274.404
§ 274.401 [Reserved]
§ 274.402 Form ID, uniform application for access codes to file on EDGAR.
§ 274.403 Form SE, form for submission of paper format exhibits by electronic filers.
§ 274.404 Form TH - Notification of reliance on temporary hardship exemption.