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Title 17

Displaying title 17, up to date as of 9/16/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter II Securities and Exchange Commission 200 – 399
Part 255 Proprietary Trading and Certain Interests in and Relationships With Covered Funds 255.1 – 255.21
Subpart A Authority and Definitions 255.1 – 255.2
§ 255.1 Authority, purpose, scope, and relationship to other authorities.
§ 255.2 Definitions.
Subpart B Proprietary Trading 255.3 – 255.9
§ 255.3 Prohibition on proprietary trading.
§ 255.4 Permitted underwriting and market making-related activities.
§ 255.5 Permitted risk-mitigating hedging activities.
§ 255.6 Other permitted proprietary trading activities.
§ 255.7 Limitations on permitted proprietary trading activities.
§§ 255.8-255.9 [Reserved]
Subpart C Covered Funds Activities and Investments 255.10 – 255.19
§ 255.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 255.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 255.12 Permitted investment in a covered fund.
§ 255.13 Other permitted covered fund activities and investments.
§ 255.14 Limitations on relationships with a covered fund.
§ 255.15 Other limitations on permitted covered fund activities.
§ 255.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§§ 255.17-255.19 [Reserved]
Subpart D Compliance Program Requirement; Violations 255.20 – 255.21
§ 255.20 Program for compliance; reporting.
§ 255.21 Termination of activities or investments; penalties for violations.
Appendix A to Part 255
Reporting and Recordkeeping Requirements for Covered Trading Activities