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Title 17

Displaying title 17, up to date as of 7/17/2026. Title 17 was last amended 7/17/2026.
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  1. Title 17 —Commodity and Securities Exchanges
  2. Chapter II —Securities and Exchange Commission
  3. Part 249 —Forms, Securities Exchange Act of 1934
  4. Subpart D   View Full Text
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Title 17Commodity and Securities ExchangesPart / Section
Chapter IISecurities and Exchange Commission200 – 399
Part 249Forms, Securities Exchange Act of 1934249.0-1 – 249.2000
Subpart DForms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934249.306 – 249.447
§ 249.306Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.
§ 249.308Form 8-K, for current reports.
§ 249.308aForm 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934.
§ 249.310Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.
§§ 249.310b-249.310c [Reserved]
§ 249.311Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934.
§ 249.312Form 10-D, periodic distribution reports by asset-backed issuers.
§ 249.318Form 18-K, annual report for foreign governments and political subdivisions thereof.
§ 249.322Form 12b-25—Notification of late filing.
§ 249.323Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the Act.
§ 249.324Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a) or section 15(d).
§ 249.325Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934.
§ 249.326Form N-PX, annual report of proxy voting record.
§ 249.327Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.
§ 249.328TForm 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder.
§ 249.330Form N-CEN, annual report of registered investment companies.
§ 249.331Form N-CSR, certified shareholder report.
§ 249.332Form SHO, report of institutional investment managers pursuant to section 13(f)(2) of the Securities Exchange Act of 1934.
§ 249.333 [Reserved]
§ 249.444Form SE, form for submission of paper format exhibits by electronic filers.
§ 249.445 [Reserved]
§ 249.446Form ID, application for EDGAR access.
§ 249.447Form TH—Notification of reliance on temporary hardship exemption.
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