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15 U.S.C. 78c, 78o, 78q, 78w, and 78mm.
72 FR 56554, Oct. 3, 2007, unless otherwise noted.
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A bank is exempt from the definition of the term “broker” under section 3(a)(4) of the Act (15 U.S.C. 78c(a)(4)) until the first day of its first fiscal year commencing after September 30, 2008.