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Title 17

Displaying title 17, up to date as of 9/16/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter II Securities and Exchange Commission 200 – 399
Part 242 Regulations M, SHO, ATS, Ac, NMS, and SBSR and Customer Margin Requirements for Security Futures 242.100 – 242.1007
Regulation M 242.100 – 242.105
§ 242.100 Preliminary note; definitions.
§ 242.101 Activities by distribution participants.
§ 242.102 Activities by issuers and selling security holders during a distribution.
§ 242.103 Nasdaq passive market making.
§ 242.104 Stabilizing and other activities in connection with an offering.
§ 242.105 Short selling in connection with a public offering.
Regulation of Short Sales 242.200 – 242.204
§ 242.200 Definition of “short sale” and marking requirements.
§ 242.201 Circuit breaker.
§ 242.203 Borrowing and delivery requirements.
§ 242.204 Close-out requirement.
Alternative Trading Systems
§ 242.300 Definitions.
§ 242.301 Requirements for alternative trading systems.
§ 242.302 Recordkeeping requirements for alternative trading systems.
§ 242.303 Record preservation requirements for alternative trading systems.
§ 242.304 NMS Stock ATSs.
Customer Margin Requirements for Security Futures 242.400 – 242.406
Analyst Certification 242.500 – 242.505
Regulation of the National Market System 242.600 – 242.614
Regulatory Reporting and Public Dissemination of Security-Based Swap Information 242.900 – 242.909
Regulation SCI Systems Compliance and Integrity 242.1000 – 242.1007