Site Feedback

Title 17

Displaying title 17, up to date as of 6/04/2026. Title 17 was last amended 6/01/2026.
There have been changes in the last two weeks to Part 240.
eCFR Content

The Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government. The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. It is not an official legal edition of the CFR.

Learn more about the eCFR, its status, and the editorial process.

Title 17Commodity and Securities ExchangesPart / Section
Chapter IISecurities and Exchange Commission200 – 399
Part 240General Rules and Regulations, Securities Exchange Act of 1934240.0-1 – 240.36a1-2
Subpart ARules and Regulations Under the Securities Exchange Act of 1934240.0-1 – 240.12a-11
General240.12b-1 – 240.12b-7
Formal Requirements240.12b-10 – 240.12b-15
General Requirements as to Contents240.12b-20 – 240.12b-25
Exhibits240.12b-30 – 240.12b-33
Special Provisions240.12b-35 – 240.12b-37
Certification by Exchanges and Effectiveness of Registration240.12d1-1 – 240.12d1-6
Suspension of Trading, Withdrawal, and Striking From Listing and Registration240.12d2-1 – 240.12d2-2
Unlisted Trading240.12f-1 – 240.12f-6
Extensions and Temporary Exemptions; Definitions240.12g-1 – 240.12h-7
Regulation 13A: Reports of Issuers of Securities Registered Pursuant to Section 12
Annual Reports240.13a-1 – 240.13a-3
Other Reports240.13a-10 – 240.13a-21
Regulation 13b-2: Maintenance of Records and Preparation of Required Reports240.13b2-1 – 240.13b2-2
Regulation 13D-G240.13d-1 – 240.13q-1
Regulation 14A: Solicitation of Proxies240.14a-1 – 240.14b-2
Regulation 14C: Distribution of Information Pursuant to Section 14(c)240.14c-1 – 240.14c-101
Regulation 14D240.14d-1 – 240.14d-103
Regulation 14E240.14e-1 – 240.14e-8
§ 240.14f-1Change in majority of directors.
Regulation 14N: Filings Required by Certain Nominating Shareholders240.14n-1 – 240.14n-101
Exemption of Certain OTC Derivatives Dealers240.15a-1
Exemption of Certain Securities From Section 15(a)240.15a-2 – 240.15a-5
Registration of Brokers and Dealers240.15a-6 – 240.15b11-1
Rules Relating to Over-the-Counter Markets240.15c1-1 – 240.15c6-2
Regulation 15D: Reports of Registrants Under the Securities Act of 1933
Annual Reports240.15d-1 – 240.15d-6
Other Reports240.15d-10 – 240.15d-20
Exemption of Certain Issuers From Section 15(d) of the Act240.15d-21 – 240.15l-1
National and Affiliated Securities Associations240.15aa-1 – 240.15Bc7-1
Registration of Government Securities Brokers and Government Securities Dealers240.15Ca1-1 – 240.15Cc1-1
Registration and Regulation of Security-based Swap Dealers and Major Security-based Swap Participants240.15Fb1-1 – 240.15Ga-2
Reports of Directors, Officers, and Principal Shareholders240.16a-1 – 240.16a-13
Exemption of Certain Transactions From Section 16(b)240.16b-1 – 240.16b-8
Exemption of Certain Transactions From Section 16(c)240.16c-1 – 240.16c-4
Arbitrage Transactions240.16e-1
Preservation of Records and Reports of Certain Stabilizing Activities240.17a-1 – 240.17f-2
Nationally Recognized Statistical Rating Organizations240.17g-1 – 240.17Ad-27
Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants240.18a-1 – 240.18a-10
Suspension and Expulsion of Exchange Members240.19a3-1 – 240.19h-1
Securities Whistleblower Incentives and Protections240.21F-1 – 240.21F-18
Inspection and Publication of Information Filed Under the Act240.24b-1 – 240.36a1-2
Subpart B—Rules and Regulations Under the Securities Investor Protection Act of 1970 [Reserved]