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Title 17

Displaying title 17, up to date as of 7/15/2026. Title 17 was last amended 6/25/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter IISecurities and Exchange Commission200 – 399
Part 201Rules of Practice201.31 – 201.1106
Subpart DRules of Practice201.100 – 201.900
Rules Relating to Temporary Orders and Suspensions201.500 – 201.550
§ 201.500Expedited consideration of proceedings.
§ 201.510Temporary cease-and-desist orders: Application process.
§ 201.511Temporary cease-and-desist orders: Notice; procedures for hearing.
§ 201.512Temporary cease-and-desist orders: Issuance after notice and opportunity for hearing.
§ 201.513Temporary cease-and-desist orders: Issuance without prior notice and opportunity for hearing.
§ 201.514Temporary cease-and-desist orders: Judicial review; duration.
§ 201.520Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Application.
§ 201.521Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Notice and opportunity for hearing on application.
§ 201.522Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Issuance and review of order.
§ 201.523 [Reserved]
§ 201.524Suspension of registrations: Duration.
§ 201.530Initial decision on permanent order: Timing for submitting proposed findings and preparation of decision.
§ 201.531Initial decision on permanent order: Effect on temporary order.
§ 201.540Appeal and Commission review of initial decision making a temporary order permanent.
§ 201.550Summary suspensions pursuant to Exchange Act Section 12(k)(1)(A).