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Title 17

Displaying title 17, up to date as of 9/17/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 75 Proprietary Trading and Certain Interests in and Relationships With Covered Funds 75.1 – 75.21
Subpart A Authority and Definitions 75.1 – 75.2
§ 75.1 Authority, purpose, scope, and relationship to other authorities.
§ 75.2 Definitions.
Subpart B Proprietary Trading 75.3 – 75.9
§ 75.3 Prohibition on proprietary trading.
§ 75.4 Permitted underwriting and market making-related activities.
§ 75.5 Permitted risk-mitigating hedging activities.
§ 75.6 Other permitted proprietary trading activities.
§ 75.7 Limitations on permitted proprietary trading activities.
§§ 75.8-75.9 [Reserved]
Subpart C Covered Fund Activities and Investments 75.10 – 75.19
§ 75.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 75.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 75.12 Permitted investment in a covered fund.
§ 75.13 Other permitted covered fund activities and investments.
§ 75.14 Limitations on relationships with a covered fund.
§ 75.15 Other limitations on permitted covered fund activities.
§ 75.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§§ 75.17-75.19 [Reserved]
Subpart D Compliance Program Requirement; Violations 75.20 – 75.21
§ 75.20 Program for compliance; reporting.
§ 75.21 Termination of activities or investments; penalties for violations.
Appendix A to Part 75
Reporting and Recordkeeping Requirements for Covered Trading Activities