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Title 17

Displaying title 17, up to date as of 9/14/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 5 Off-Exchange Foreign Currency Transactions 5.1 – 5.25
§ 5.1 Definitions.
§ 5.2 Prohibited transactions.
§ 5.3 Registration of persons engaged in retail forex transactions.
§ 5.4 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
§ 5.5 Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.
§ 5.6 Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
§ 5.7 Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
§ 5.8 Aggregate retail forex assets.
§ 5.9 Security deposits for retail forex transactions.
§ 5.10 Risk assessment recordkeeping requirements for retail foreign exchange dealers.
§ 5.11 Risk assessment reporting requirements for retail foreign exchange dealers.
§ 5.12 Financial reports of retail foreign exchange dealers.
§ 5.13 Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.
§ 5.14 Records to be kept by retail foreign exchange dealers and futures commission merchants.
§ 5.15 Unlawful representations.
§ 5.16 Prohibition of guarantees against loss.
§ 5.17 Authorization to trade.
§ 5.18 Trading and operational standards.
§ 5.19 Pending legal proceedings.
§ 5.20 Special calls for account and transaction information.
§ 5.21 Supervision.
§ 5.22 Registered futures association membership.
§ 5.23 Notice of bulk transfers and bulk liquidations.
§ 5.24 Applicability of other parts of this chapter
§ 5.25 Applicability of the Act.