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Title 17

Displaying title 17, up to date as of 6/05/2026. Title 17 was last amended 6/01/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter ICommodity Futures Trading Commission1 – 199
Part 4Commodity Pool Operators and Commodity Trading Advisors4.1 – 4.41
Subpart AGeneral Provisions, Definitions and Exemptions4.1 – 4.17
Subpart BCommodity Pool Operators4.20 – 4.27
§ 4.20Prohibited activities.
§ 4.21Required delivery of pool Disclosure Document.
§ 4.22Reporting to pool participants.
§ 4.23Recordkeeping.
§ 4.24General disclosures required.
§ 4.25Performance disclosures.
§ 4.26Use, amendment and filing of Disclosure Document.
§ 4.27Additional reporting by commodity pool operators and commodity trading advisors.
Subpart CCommodity Trading Advisors4.30 – 4.36
§ 4.30Prohibited activities.
§ 4.31Required delivery of Disclosure Document to prospective clients.
§ 4.32 [Reserved]
§ 4.33Recordkeeping.
§ 4.34General disclosures required.
§ 4.35Performance disclosures.
§ 4.36Use, amendment and filing of Disclosure Document.
Subpart DAdvertising4.40 – 4.41
§ 4.40 [Reserved]
§ 4.41Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
Appendix A to Part 4
Form CPO-PQR
Appendix B to Part 4
Adjustments for Additions and Withdrawals in the Computation of Rate of Return
Appendix C to Part 4
Form CTA-PR