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Title 17

Displaying title 17, up to date as of 9/17/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 4 Commodity Pool Operators and Commodity Trading Advisors 4.1 – 4.41
Subpart A General Provisions, Definitions and Exemptions 4.1 – 4.17
Subpart B Commodity Pool Operators 4.20 – 4.27
§ 4.20 Prohibited activities.
§ 4.21 Required delivery of pool Disclosure Document.
§ 4.22 Reporting to pool participants.
§ 4.23 Recordkeeping.
§ 4.24 General disclosures required.
§ 4.25 Performance disclosures.
§ 4.26 Use, amendment and filing of Disclosure Document.
§ 4.27 Additional reporting by commodity pool operators and commodity trading advisors.
Subpart C Commodity Trading Advisors 4.30 – 4.36
§ 4.30 Prohibited activities.
§ 4.31 Required delivery of Disclosure Document to prospective clients.
§ 4.32 [Reserved]
§ 4.33 Recordkeeping.
§ 4.34 General disclosures required.
§ 4.35 Performance disclosures.
§ 4.36 Use, amendment and filing of Disclosure Document.
Subpart D Advertising 4.40 – 4.41
§ 4.40 [Reserved]
§ 4.41 Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
Appendix A to Part 4
Form CPO-PQR
Appendix B to Part 4
Adjustments for Additions and Withdrawals in the Computation of Rate of Return
Appendix C to Part 4
Form CTA-PR