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Title 17

Displaying title 17, up to date as of 7/10/2026. Title 17 was last amended 6/25/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter ICommodity Futures Trading Commission1 – 199
Part 3Registration3.1 – 3.75
Subpart ARegistration3.1 – 3.33
Subpart BTemporary Licenses3.40 – 3.47
§ 3.40Temporary licensing of applicants for associated person, floor broker or floor trader registration.
§ 3.42Termination.
§ 3.43Relationship to registration.
§ 3.44Temporary licensing of applicants for guaranteed introducing broker registration.
§ 3.45Restrictions upon activities.
§ 3.46Termination.
§ 3.47Relationship to registration.
Subpart CDenial, Suspension or Revocation of Registration3.50 – 3.64
Subpart DNotice Under Section 4k(5) of the Act3.70
§ 3.70Notification of certain information regarding associated persons.
Subpart EDelegation and Reservation of Authority3.75
§ 3.75Delegation and reservation of authority.
Appendix A to Part 3
Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
Appendix B to Part 3
Statement of Acceptable Practices With Respect to Ethics Training
Appendix C to Part 3
Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content