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Title 17

Displaying title 17, up to date as of 9/15/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 39 Derivatives Clearing Organizations 39.1 – 39.51
Subpart A General Provisions Applicable to Derivatives Clearing Organizations 39.1 – 39.8
§ 39.1 Scope.
§ 39.2 Definitions.
§ 39.3 Procedures for registration.
§ 39.4 Procedures for implementing derivatives clearing organization rules and clearing new products.
§ 39.5 Review of swaps for Commission determination on clearing requirement.
§ 39.6 Exemption from derivatives clearing organization registration.
§ 39.7 Enforceability.
§ 39.8 Fraud in connection with the clearing of transactions on a derivatives clearing organization.
Subpart B Compliance with Core Principles 39.9 – 39.29
Subpart C Provisions Applicable to Systemically Important Derivatives Clearing Organizations and Derivatives Clearing Organizations That Elect To Be Subject to the Provisions of This Subpart 39.30 – 39.49
Subpart D Provisions Applicable to Derivatives Clearing Organizations Subject to Compliance with Core Principles Through Compliance with Home Country Regulatory Regime 39.50 – 39.51
§ 39.50 Scope.
§ 39.51 Compliance with the core principles through compliance with home country regulatory regime.
Appendix A to Part 39
Form DCO Derivatives Clearing Organization Application for Registration
Appendix B to Part 39
Subpart C Election Form