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Title 17

Displaying title 17, up to date as of 7/10/2026. Title 17 was last amended 6/25/2026.
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Title 17Commodity and Securities ExchangesPart / Section
Chapter ICommodity Futures Trading Commission1 – 199
Part 37Swap Execution Facilities37.1 – 37.1501
Subpart AGeneral Provisions37.1 – 37.12
Subpart BCompliance With Core Principles37.100
§ 37.100Core Principle 1—Compliance with core principles.
Subpart CCompliance With Rules37.200 – 37.206
Subpart DSwaps Not Readily Susceptible to Manipulation37.300 – 37.301
§ 37.300Core Principle 3—Swaps not readily susceptible to manipulation.
§ 37.301General requirements.
Subpart EMonitoring of Trading and Trade Processing37.400 – 37.408
Subpart FAbility to Obtain Information37.500 – 37.504
Subpart GPosition Limits or Accountability37.600 – 37.601
§ 37.600Core Principle 6—Position limits or accountability.
§ 37.601Additional sources for compliance.
Subpart HFinancial Integrity of Transactions37.700 – 37.703
Subpart IEmergency Authority37.800 – 37.801
Subpart JTimely Publication of Trading Information37.900 – 37.901
Subpart KRecordkeeping and Reporting37.1000 – 37.1001
Subpart LAntitrust Considerations37.1100 – 37.1101
Subpart MConflicts of Interest37.1200
§ 37.1200Core Principle 12—Conflicts of interest.
Subpart NFinancial Resources37.1300 – 37.1307
Subpart OSystem Safeguards37.1400 – 37.1401
Subpart PDesignation of Chief Compliance Officer37.1500 – 37.1501
Appendix A to Part 37
Form SEF
Appendix B to Part 37
Guidance on, and Acceptable Practices in, Compliance with Core Principles