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49 FR 8220, Mar. 5, 1984, unless otherwise noted.
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Nomenclature changes to part 3 appear at 89 FR 71806, Sept. 4, 2024.
The Commission will not initiate a proceeding under section 8a(2)(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.