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Title 17

Displaying title 17, up to date as of 9/15/2021. Title 17 was last amended 9/01/2021.
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Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 171 Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions 171.1 – 171.50
Subpart A General Provisions 171.1 – 171.14
Subpart B Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions 171.20 – 171.28
Subpart C Commission Review of Final Decisions in Disciplinary, Membership Denial and Registration Actions 171.30 – 171.34
§ 171.30 Scope of review.
§ 171.31 Commission review in the absence of an appeal.
§ 171.32 Oral argument.
§ 171.33 Final decision by the Commission.
§ 171.34 Standards of review.
Subpart D Commission Review of Decisions by the National Futures Association In Member Responsibility Actions 171.40 – 171.46
§ 171.40 Notice of the commencement of a member responsibility action.
§ 171.41 Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
§ 171.42 Notice of a final decision of the National Futures Association in a member responsibility action.
§ 171.43 Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
§ 171.44 Notice of appeal.
§ 171.45 General procedures.
§ 171.46 Standards of review.
Subpart E Delegation of Functions 171.50
§ 171.50 Delegation to the General Counsel.