Site Feedback

Title 17

Displaying title 17, up to date as of 9/15/2021. Title 17 was last amended 9/01/2021.
eCFR Content

The Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government. The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. It is not an official legal edition of the CFR.

Learn more about the eCFR, its status, and the editorial process.

Title 17 Commodity and Securities Exchanges Part / Section
Chapter I Commodity Futures Trading Commission 1 – 199
Part 170 Registered Futures Associations 170.1 – 170.17
Subpart A Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act 170.1 – 170.10
§ 170.1 Demonstration of purposes (section 17(b)(1) of the Act).
§ 170.2 Membership restrictions (section 17(b)(2) of the Act).
§ 170.3 Fair and equitable representation of members (section 17(b)(5) of the Act).
§ 170.4 Allocation of dues (section 17(b)(6) of the Act).
§ 170.5 Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
§ 170.6 Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
§ 170.7 Membership denial (section 17(b)(9) of the Act).
§ 170.8 Settlement of customer disputes (section 17(b)(10) of the Act).
§ 170.9 General standard.
§ 170.10 Proficiency examinations (sections 4p and 17(p) of the Act).
Subpart B Registration Statement of Futures Associations to be Submitted to the Commission 170.11 – 170.12
§ 170.11 Form of registration statement; review of registration statement.
§ 170.12 Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight.
Subpart C Membership in a Registered Futures Association 170.15 – 170.17
§ 170.15 Futures commission merchants.
§ 170.16 Swap dealers and major swap participants.
§ 170.17 Introducing brokers, commodity pool operators, and commodity trading advisors.