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Title 13

Displaying title 13, up to date as of 7/08/2026. Title 13 was last amended 6/11/2026.
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Title 13Business Credit and AssistancePart / Section
Chapter ISmall Business Administration1 – 199
Part 107Small Business Investment Companies107.20 – 107.1930
Subpart GFinancing of Small Businesses by Licensees107.700 – 107.900
Determining the Eligibility of a Small Business for SBIC Financing107.700 – 107.760
§ 107.700Compliance with size standards in part 121 of this chapter as a condition of Assistance.
§ 107.710Requirement to finance smaller enterprises.
§ 107.720Small Businesses that may be ineligible for financing.
§ 107.730Financings which constitute conflicts of interest.
§ 107.740Portfolio diversification (“Overline” limitation).
§ 107.750Conditions for financing a change of ownership of a Small Business.
§ 107.760How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.
Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing107.800 – 107.825
§ 107.800Financings in the form of Equity Securities.
§ 107.810Financing in the form of Loans.
§ 107.815Financings in the form of Debt Securities.
§ 107.820Financings in the form of guarantees.
§ 107.825Purchasing securities from an underwriter or other third party.
Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing107.830 – 107.880
§ 107.830Duration/term of financing.
§ 107.835 [Reserved]
§ 107.840 [Reserved]
§ 107.845 [Reserved]
§ 107.850Restrictions on redemption of Equity Securities.
§ 107.855Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).
§ 107.860Financing fees and expense reimbursements a Licensee may receive from a Small Business.
§ 107.865Control of a Small Business by a Licensee.
§ 107.880Assets acquired in liquidation of Portfolio securities.
Limitations on Disposition of Assets107.885
§ 107.885Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.
Management Services and Fees107.900
§ 107.900Management fees for services provided to a Small Business by Licensee or its Associate.