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[A1]

 

Electronic Code of Federal Regulations

e-CFR data is current as of January 16, 2020

Title 17 → Chapter I → Part 49

TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)

PART 49—SWAP DATA REPOSITORIES

rule
§49.1
Scope.
§49.2
Definitions.
§49.3
Procedures for registration.
§49.4
Withdrawal from registration.
§49.5
Equity interest transfers.
§49.6
Registration of successor entities.
§49.7
Swap data repositories located in foreign jurisdictions.
§49.8
Procedures for implementing registered swap data repository rules.
§49.9
Duties of registered swap data repositories.
§49.10
Acceptance of data.
§49.11
Confirmation of data accuracy.
§49.12
Swap data repository recordkeeping requirements.
§49.13
Monitoring, screening and analyzing swap data.
§49.14
Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
§49.15
Real-time public reporting of swap data.
§49.16
Privacy and confidentiality requirements of swap data repositories.
§49.17
Access to SDR data.
§49.18
Confidentiality arrangement.
§49.19
Core principles applicable to registered swap data repositories.
§49.20
Governance arrangements (Core Principle 2).
§49.21
Conflicts of interest (Core Principle 3).
§49.22
Chief compliance officer.
§49.23
Emergency authority policies and procedures.
§49.24
System safeguards.
§49.25
Financial resources.
§49.26
Disclosure requirements of swap data repositories.
§49.27
Access and fees.
Appendix
Appendix A to Part 49—Form SDR
Appendix
Appendix B to Part 49—Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Registered Swap Data Respositories Pursuant to §§49.17(d)(6) and 49.18(a)

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