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Electronic Code of Federal Regulations

e-CFR data is current as of January 16, 2020

Title 17Chapter IPart 31


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION

PART 31—LEVERAGE TRANSACTIONS

rule
§§31.1-31.2
[Reserved]
§31.3
Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
§31.4
Definitions.
§31.5
Unlawful conduct.
§31.6
Registration of leverage commodities.
§31.7
Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
§31.8
Cover of leverage contracts.
§31.9
Minimum financial requirements.
§31.10
Repurchase and resale of leverage contracts by leverage transaction merchants.
§31.11
Disclosure.
§31.12
Segregation.
§31.13
Financial reports of leverage transaction merchants.
§31.14
Recordkeeping.
§31.15
Reporting to leverage customers.
§31.16
Monthly reporting requirements.
§31.17
Records of leverage transactions.
§31.18
Margin calls.
§31.19
Unlawful representations.
§31.20
Prohibition of guarantees against loss.
§31.21
Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
§31.22
Prohibited trading in leverage contracts.
§31.23
Limited right to rescind first leverage contract.
§31.24
[Reserved]
§31.25
Bid and ask prices; carrying charges.
§31.26
Quarterly reporting requirement.
§31.27
Registered futures association membership.
§31.28
Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
§31.29
Arbitration or other dispute settlement procedures.
Appendix
Appendix A to Part 31—Schedule of Fees for Registration of Leverage Commodities

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