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Electronic Code of Federal Regulations

e-CFR data is current as of January 21, 2020

Title 17Chapter IIPart 279


TITLE 17—Commodity and Securities Exchanges

CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

rule
§279.0-1
Availability of forms.
§279.1
Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
§279.2
Form ADV-W, notice of withdrawal from registration as investment adviser.
§279.3
Form ADV-H, application for a temporary or continuing hardship exemption.
§279.4
Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
§§279.5-279.7
[Reserved]
§279.8
Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
§279.9
Form PF, reporting by investment advisers to private funds.

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