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Electronic Code of Federal Regulations

e-CFR data is current as of February 27, 2020

Title 17Chapter IIPart 249b


TITLE 17—Commodity and Securities Exchanges

CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

rule
§§249b.1-249b.99
[Reserved]
§249b.100
Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
§249b.101
Form TA-W, notice of withdrawal from registration as transfer agent.
§249b.102
Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
§249b.200
Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
§249b.300
FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and §240.17g-1 of this chapter.
§249b.400
Form SD, specialized disclosure report.

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