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Electronic Code of Federal Regulations

e-CFR data is current as of January 23, 2020

Title 17Chapter IIPart 202


TITLE 17—Commodity and Securities Exchanges

CHAPTER II—SECURITIES AND EXCHANGE COMMISSION

PART 202—INFORMAL AND OTHER PROCEDURES

rule
§202.1
General.
§202.2
Pre-filing assistance and interpretative advice.
§202.3
Processing of filings.
§202.3a
Instructions for filing fees.
§202.4
Facilitating administrative hearings.
§202.5
Enforcement activities.
§202.6
Adoption, revision, and rescission of rules and regulations of general application.
§202.7
Submittals.
§202.8
Small entity compliance guides.
§202.9
Small entity enforcement penalty reduction policy.
§202.10
Policy statement of the Securities and Exchange Commission concerning subpoenas to members of the news media.
§202.12
Policy statement concerning cooperation by individuals in its investigations and related enforcement actions.

Subpart A—PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD (REGULATION P)

§202.140
Interim Commission review of PCAOB inspection reports.
§202.150
Commission approval of appointment or removal from office of Public Company Accounting Oversight Board hearing officers.
§202.170
Initiation of disapproval proceedings for PCAOB proposed rules.
§202.190
Public Company Accounting Oversight Board budget approval process.

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