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Electronic Code of Federal Regulations

e-CFR data is current as of January 16, 2020

Title 17Chapter IPart 165


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)

PART 165—WHISTLEBLOWER RULES

rule
§165.1
General.
§165.2
Definitions.
§165.3
Procedures for submitting original information.
§165.4
Confidentiality.
§165.5
Requirements for consideration of an award.
§165.6
Whistleblowers ineligible for an award.
§165.7
Procedures for award applications in Commission actions and related actions, and Commission award determinations.
§165.8
Amount of award.
§165.9
Criteria for determining amount of award.
§165.10
Contents of record for award determination.
§165.11
Awards based upon related actions.
§165.12
Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
§165.13
Appeals.
§165.14
Procedures applicable to the payment of awards.
§165.15
Administering the whistleblower program.
§165.16
No immunity.
§165.17
Awards to whistleblowers who engage in culpable conduct.
§165.18
Staff communications with whistleblowers from represented entities.
§165.19
Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
§165.20
Whistleblower anti-retaliation protections.
Appendix
Appendix A to Part 165—Guidance With Respect to the Protection of Whistleblowers Against Retaliation
Appendix
Appendix B to Part 165—Form TCR and Form WP-APP

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