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Electronic Code of Federal Regulations

e-CFR data is current as of January 16, 2020

Title 17Chapter IPart 14


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION

PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

rule
§14.1
Scope.
§14.2
Definitions of appearance and practice.
§14.3
Hearings.
§14.4
Violation of Commodity Exchange Act.
§14.5
Criminal conviction.
§14.6
Disbarment or suspension by licensing authority.
§14.7
Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
§14.8
Lack of requisite qualifications, character and integrity.
§14.9
Duty to file information concerning adverse judicial or administrative action.
§14.10
Reinstatement.

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