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[A1]
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Electronic Code of Federal Regulations
| e-CFR data is current as of April 2, 2020
TITLE 17—Commodity and Securities Exchanges
CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED) PART 140—ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
Subpart A—ORGANIZATION
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| Regional office—regional coordinators. |
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Subpart B—FUNCTIONS
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| Emergency action by the senior Commissioner available. |
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| Disposition of business by seriatim Commission consideration. |
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| Vacancy in position of Chairman. |
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| Delegation of authority to the Secretary of the Commission. |
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| Designation of senior official to oversee Commission use of national security information. |
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| General access requirements. |
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| Control and accountability procedures. |
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| Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization. |
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| Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities. |
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| Delegation of authority to issue special calls for Series 03 Reports. |
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| Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight. |
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| Delegation of authority to disclose information in a receivership or bankruptcy proceeding. |
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| Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete. |
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| Disclosure of information pursuant to a subpoena or summons. |
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| Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight. |
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| Delegation of authority to grant registrations and renewals thereof. |
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| Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight. |
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| Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk. |
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| Delegation of authority with respect to withdrawals from registration. |
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| Delegation of authority to publish in the Federal Register. |
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| Delegation of authority regarding requests for classification of positions as bona fide hedging. |
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| Publication of no-action, interpretative and exemption letters and other written communications. |
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| Requests for exemptive, no-action and interpretative letters. |
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Subpart C—REGULATION CONCERNING CONDUCT OF MEMBERS AND EMPLOYEES AND FORMER MEMBERS AND EMPLOYEES OF THE COMMISSION
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| Non-governmental employment and other outside activity. |
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| Receipt and disposition of foreign gifts and decorations. |
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| Disclosure of information. |
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| Practice by former members and employees of the Commission. |
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| Statutory violations applicable to conduct of Commission members and employees. |
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| Interpretative and advisory service. |
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