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Electronic Code of Federal Regulations

e-CFR data is current as of December 12, 2019

Title 12Chapter IPart 12


TITLE 12—Banks and Banking

CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 12—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

rule
§12.1
Authority, purpose, and scope.
§12.2
Definitions.
§12.3
Recordkeeping.
§12.4
Content and time of notification.
§12.5
Notification by agreement; alternative forms and times of notification.
§12.6
Fees.
§12.7
Securities trading policies and procedures.
§12.8
Waivers.
§12.9
Settlement of securities transactions.

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