Home
gpo.gov
govinfo.gov

e-CFR Navigation Aids

Browse

Simple Search

Advanced Search

 — Boolean

 — Proximity

 

Search History

Search Tips

Corrections

Latest Updates

User Info

FAQs

Agency List

Incorporation By Reference

eCFR logo

Related Resources

Electronic Code of Federal Regulations

We invite you to try out our new beta eCFR site at https://ecfr.federalregister.gov. We have made big changes to make the eCFR easier to use. Be sure to leave feedback using the Feedback button on the bottom right of each page!

e-CFR data is current as of December 3, 2020

Title 17Chapter IPart 38 → Subpart X


Title 17: Commodity and Securities Exchanges
PART 38—DESIGNATED CONTRACT MARKETS


Subpart X—Securities and Exchange Commission


Contents
§38.1200   Core Principle 23.
§38.1201   Additional sources for compliance.

Source: 77 FR 36700, June 19, 2012, unless otherwise noted.

return arrow Back to Top

§38.1200   Core Principle 23.

The board of trade shall keep any such records relating to swaps defined in section 1a(47)(A)(v) of the Act open to inspection and examination by the Securities and Exchange Commission.

return arrow Back to Top

§38.1201   Additional sources for compliance.

Applicants and designated contract markets may refer to the guidance and/or acceptable practices in appendix B of this part to demonstrate to the Commission compliance with the requirements of §38.1200 of this part.

return arrow Back to Top

Need assistance?