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e-CFR data is current as of December 3, 2020

Title 17Chapter IPart 38 → Subpart P


Title 17: Commodity and Securities Exchanges
PART 38—DESIGNATED CONTRACT MARKETS


Subpart P—Governance Fitness Standards


Contents
§38.800   Core Principle 15.
§38.801   Additional sources for compliance.

Source: 77 FR 36700, June 19, 2012, unless otherwise noted.

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§38.800   Core Principle 15.

The board of trade shall establish and enforce appropriate fitness standards for directors, members of any disciplinary committee, members of the contract market, and any other person with direct access to the facility (including any party affiliated with any person described in this paragraph).

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§38.801   Additional sources for compliance.

Applicants and designated contract markets may refer to the guidance in appendix B of this part to demonstrate to the Commission compliance with the requirements of §38.800 of this part.

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