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Electronic Code of Federal Regulations

e-CFR data is current as of February 18, 2020

Title 17Chapter IPart 166 → §166.4


Title 17: Commodity and Securities Exchanges
PART 166—CUSTOMER PROTECTION RULES


§166.4   Branch offices.

Each branch office of each Commission registrant must use the name of the firm of which it is a branch for all purposes, and must hold itself out to the public under such name. The act, omission or failure of any person acting for the branch office, within the scope of his employment or office, shall be deemed the act, omission or failure of the Commission registrant as well as of such person.

[48 FR 35304, Aug. 3, 1983]

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