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Electronic Code of Federal Regulations

e-CFR data is current as of February 18, 2020

Title 17Chapter IPart 166 → §166.3


Title 17: Commodity and Securities Exchanges
PART 166—CUSTOMER PROTECTION RULES


§166.3   Supervision.

Each Commission registrant, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) of all commodity interest accounts carried, operated, advised or introduced by the registrant and all other activities of its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) relating to its business as a Commission registrant.

[48 FR 35304, Aug. 3, 1983]

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