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e-CFR data is current as of August 5, 2020

Title 17Chapter IPart 38Subpart N → §38.711


Title 17: Commodity and Securities Exchanges
PART 38—DESIGNATED CONTRACT MARKETS
Subpart N—Disciplinary Procedures


§38.711   Warning letters.

Where a rule violation is found to have occurred, no more than one warning letter may be issued per rolling 12-month period for the same violation.

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