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e-CFR data is current as of December 3, 2020

Title 17Chapter IPart 38Subpart L → §38.605


Title 17: Commodity and Securities Exchanges
PART 38—DESIGNATED CONTRACT MARKETS
Subpart L—Financial Integrity of Transactions


§38.605   Requirements for financial surveillance program.

A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of §1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.

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