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Electronic Code of Federal Regulations

e-CFR data is current as of February 26, 2020

Title 12Chapter IISubchapter APart 218 → §218.781


Title 12: Banks and Banking
PART 218—EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER IN THE SECURITIES EXCHANGE ACT OF 1934 (REGULATION R)


§218.781   Exemption from the definition of “broker” for banks for a limited period of time.

A bank is exempt from the definition of the term “broker” under section 3(a)(4) of the Act (15 U.S.C. 78c(a)(4)) until the first day of its first fiscal year commencing after September 30, 2008.

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