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e-CFR data is current as of September 24, 2020

Title 12Chapter IPart 16 → §16.30


Title 12: Banks and Banking
PART 16—SECURITIES OFFERING DISCLOSURE RULES


§16.30   Request for interpretive advice or no-objection letter.

Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:

(a) File a copy of the request, including any supporting attachments, with the OCC's Law Department at the address provided at www.occ.gov;

(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and

(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.

[59 FR 54798, Nov. 2, 1994, as amended at 82 FR 8109, Jan. 23, 2017; 85 FR 42641, July 14, 2020]

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