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Electronic Code of Federal Regulations

e-CFR data is current as of December 11, 2019

Title 40Chapter ISubchapter CPart 63Subpart UUU → Appendix


Title 40: Protection of Environment
PART 63—NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS FOR SOURCE CATEGORIES (CONTINUED)
Subpart UUU—National Emission Standards for Hazardous Air Pollutants for Petroleum Refineries: Catalytic Cracking Units, Catalytic Reforming Units, and Sulfur Recovery Units


Table 44 to Subpart UUU of Part 63—Applicability of NESHAP General Provisions to Subpart UUU

As stated in §63.1577, you shall meet each requirement in the following table that applies to you.

CitationSubjectApplies to subpart UUUExplanation
§63.1(a)(1)-(4)General ApplicabilityYes
§63.1(a)(5)[Reserved]Not applicable
§63.1(a)(6)YesExcept the correct mail drop (MD) number is C404-04.
§63.1(a)(7)-(9)[Reserved]Not applicable
§63.1(a)(10)-(12)YesExcept that this subpart specifies calendar or operating day.
§63.1(b)(1)Initial Applicability Determination for this partYes
§63.1(b)(2)[Reserved]Not applicable
§63.1(b)(3)Yes
§63.1(c)(1)Applicability of this part after a Relevant Standard has been set under this partYes
§63.1(c)(2)NoArea sources are not subject to this subpart.
§63.1(c)(3)-(4)[Reserved]Not applicable
§63.1(c)(5)Yes
§63.1(d)[Reserved]Not applicable
§63.1(e)Applicability of Permit ProgramYes
§63.2DefinitionsYes§63.1579 specifies that if the same term is defined in subparts A and UUU of this part, it shall have the meaning given in this subpart.
§63.3Units and AbbreviationsYes
§63.4(a)(1)-(2)Prohibited ActivitiesYes
§63.4(a)(3)-(5)[Reserved]Not applicable
§63.4(b)-(c)Circumvention and FragmentationYes
§63.5(a)Construction and ReconstructionYes
§63.5(b)(1)Yes
§63.5(b)(2)[Reserved]Not applicable
§63.5(b)(3)-(4)YesIn §63.5(b)(4), replace the reference to §63.9(b) with §63.9(b)(4) and (5).
§63.5(b)(5)[Reserved]Not applicable
§63.5(b)(6)Yes
§63.5(c)[Reserved]Not applicable
§63.5(d)(1)(i)Application for Approval of Construction or Reconstruction—General Application RequirementsYesExcept this subpart specifies the application is submitted as soon as practicable before startup but not later than 90 days after the promulgation date if construction or reconstruction had commenced and initial startup had not occurred before promulgation.
§63.5(d)(1)(ii)YesExcept that emission estimates specified in §63.5(d)(1)(ii)(H) are not required, and §63.5(d)(1)(ii)(G) and (I) are Reserved and do not apply.
§63.5(d)(1)(iii)NoThis subpart specifies submission of notification of compliance status.
§63.5(d)(2)Yes
§63.5(d)(3)Yes
§63.5(d)(4)Yes
§63.5(e)Approval of Construction or ReconstructionYes
§63.5(f)(1)Approval of Construction or Reconstruction Based on State ReviewYes
§63.5(f)(2)YesExcept that the cross-reference to §63.9(b)(2) does not apply.
§63.6(a)Compliance with Standards and Maintenance—ApplicabilityYes
§63.6(b)(1)-(4)Compliance Dates for New and Reconstructed SourcesYes
§63.6(b)(5)YesExcept that this subpart specifies different compliance dates for sources.
§63.6(b)(6)[Reserved]Not applicable
§63.6(b)(7)Compliance Dates for New and Reconstructed Area Sources That Become MajorYes
§63.6(c)(1)-(2)Compliance Dates for Existing SourcesYesExcept that this subpart specifies different compliance dates for sources subject to Tier II gasoline sulfur control requirements.
§63.6(c)(3)-(4)[Reserved]Not applicable
§63.6(c)(5)Compliance Dates for Existing Area Sources That Become MajorYes
§63.6(d)[Reserved]Not applicable
§63.6(e)(1)(i)General Duty to Minimize EmissionsNoSee §63.1570(c) for general duty requirement.
§63.6(e)(1)(ii)Requirement to Correct Malfunctions as Soon as PossibleNo
§63.6(e)(1)(iii)Compliance with Standards and Maintenance RequirementsYes
§63.6(e)(2)[Reserved]Not Applicable
§63.6(e)(3)(i)Startup, Shutdown, and Malfunction Plan RequirementsNo
§63.6(e)(3)(ii)[Reserved]Not applicable
§63.6(e)(3)(iii)-(ix)No
§63.6(f)(1)SSM ExemptionNo
§63.6(f)(2)(i)-(iii)(C)Compliance with Standards and Maintenance RequirementsYes
§63.6(f)(2)(iii)(D)Yes
§63.6(f)(2)(iv)-(v)Yes
§63.6(f)(3)YesExcept the cross-references to §63.6(f)(1) and (e)(1)(i) are changed to §63.1570(c) and this subpart specifies how and when the performance test results are reported.
§63.6(g)Alternative StandardYes
§63.6(h)(1)SSM Exemption for Opacity/VE StandardsNo
§63.6(h)(2)(i)Determining Compliance with Opacity/VE StandardsNoThis subpart specifies methods.
§63.6(h)(2)(ii)[Reserved]Not applicable
§63.6(h)(2)(iii)Yes
§63.6(h)(3)[Reserved]Not applicable
§63.6(h)(4)Notification of Opacity/VE Observation DateYesApplies to Method 22 (40 CFR part 60, appendix A-7) tests.
§63.6(h)(5)Conducting Opacity/VE ObservationsNo
§63.6(h)(6)Records of Conditions During Opacity/VE ObservationsYesApplies to Method 22 (40 CFR part 60, appendix A-7) observations.
§63.6(h)(7)(i)Report COM Monitoring Data from Performance TestYesExcept this subpart specifies how and when the performance test results are reported.
§63.6(h)(7)(ii)Using COM Instead of Method 9No
§63.6(h)(7)(iii)Averaging Time for COM during Performance TestYes
§63.6(h)(7)(iv)COM RequirementsYes
§63.6(h)(7)(v)COMS Results and Visual ObservationsYes
§63.6(h)(8)Determining Compliance with Opacity/VE StandardsYesExcept this subpart specifies how and when the performance test results are reported.
§63.6(h)(9)Adjusted Opacity StandardYes
§63.6(i)(1)-(14)Extension of ComplianceYesExtension of compliance under §63.6(i)(4) not applicable to a facility that installs catalytic cracking feed hydrotreating and receives an extended compliance date under §63.1563(c).
§63.6(i)(15)[Reserved]Not applicable
§63.6(i)(16)Yes
§63.6(j)Presidential Compliance ExemptionYes
§63.7(a)(1)Performance Test Requirements ApplicabilityYesExcept that this subpart specifies the applicable test and demonstration procedures.
§63.7(a)(2)Performance Test DatesYesExcept this subpart specifies that the results of initial performance tests must be submitted within 150 days after the compliance date.
§63.7(a)(3)Section 114 AuthorityYes
§63.7(a)(4)Force MajeureYes
§63.7(b)NotificationsYesExcept that this subpart specifies notification at least 30 days prior to the scheduled test date rather than 60 days.
§63.7(c)Quality Assurance Program/Site-Specific Test PlanYesExcept that when this subpart specifies to use 40 CFR part 60, appendix F, out of control periods are to be defined as specified in part 60, appendix F.
§63.7(d)Performance Test FacilitiesYes
§63.7(e)(1)Performance TestingNoSee §63.1571(b)(1).
§63.7(e)(2)-(4)Conduct of TestsYes
§63.7(f)Alternative Test MethodYes
§63.7(g)Data Analysis, Recordkeeping, ReportingYesExcept this subpart specifies how and when the performance test or performance evaluation results are reported and §63.7(g)(2) is reserved and does not apply.
§63.7(h)Waiver of TestsYes
§63.8(a)(1)Monitoring Requirements-ApplicabilityYes
§63.8(a)(2)Performance SpecificationsYes
§63.8(a)(3)[Reserved]Not applicable
§63.8(a)(4)Monitoring with FlaresYesExcept that for a flare complying with §63.670, the cross-reference to §63.11 in this paragraph does not include §63.11(b).
§63.8(b)(1)Conduct of MonitoringYes
§63.8(b)(2)-(3)Multiple Effluents and Multiple Monitoring SystemsYesThis subpart specifies the required monitoring locations.
§63.8(c)(1)Monitoring System Operation and MaintenanceYes
§63.8(c)(1)(i)General Duty to Minimize Emissions and CMS OperationNoSee §63.1570(c).
§63.8(c)(1)(ii)Keep Necessary Parts for CMSYes
§63.8(c)(1)(iii)Requirement to Develop SSM Plan for CMSNo
§63.8(c)(2)-(3)Monitoring System InstallationYesExcept that this subpart specifies that for continuous parameter monitoring systems, operational status verification includes completion of manufacturer written specifications or installation, operation, and calibration of the system or other written procedures that provide adequate assurance that the equipment will monitor accurately.
§63.8(c)(4)Continuous Monitoring System RequirementsYes
§63.8(c)(5)COMS Minimum ProceduresYes
§63.8(c)(6)CMS RequirementsYes
§63.8(c)(7)-(8)CMS RequirementsYes
§63.8(d)(1)-(2)Quality Control Program for CMSYes
§63.8(d)(3)Written Procedures for CMSNo
§63.8(e)CMS Performance EvaluationYesExcept this subpart specifies how and when the performance evaluation results are reported.
§63.8(f)(1)-(5)Alternative Monitoring MethodsYesExcept that this subpart specifies procedures for requesting alternative monitoring systems and alternative parameters.
§63.8(f)(6)Alternative to Relative Accuracy TestYesApplicable to continuous emission monitoring systems if performance specification requires a relative accuracy test audit.
§63.8(g)(1)-(4)Reduction of Monitoring DataYesApplies to continuous opacity monitoring system or continuous emission monitoring system.
§63.8(g)(5)Data ReductionNoThis subpart specifies requirements.
§63.9(a)Notification Requirements—ApplicabilityYesDuplicate Notification of Compliance Status report to the Regional Administrator may be required.
§63.9(b)(1)-(2)Initial NotificationsYesExcept that notification of construction or reconstruction is to be submitted as soon as practicable before startup but no later than 30 days after the effective date if construction or reconstruction had commenced but startup had not occurred before the effective date.
§63.9(b)(3)[Reserved]Not applicable
§63.9(b)(4)-(5)Initial Notification InformationYesExcept §63.9(b)(4)(ii)-(iv), which are reserved and do not apply.
§63.9(c)Request for Extension of ComplianceYes
§63.9(d)New Source Notification for Special Compliance RequirementsYes
§63.9(e)Notification of Performance TestYesExcept that notification is required at least 30 days before test.
§63.9(f)Notification of VE/Opacity TestYes
§63.9(g)Additional Notification Requirements for Sources with Continuous Monitoring SystemsYes
§63.9(h)Notification of Compliance StatusYesExcept that this subpart specifies the notification is due no later than 150 days after compliance date, and except that the reference to §63.5(d)(1)(ii)(H) in §63.9(h)(5) does not apply.
§63.9(i)Adjustment of DeadlinesYes
§63.9(j)Change in Previous InformationYes
63.10(a)Recordkeeping and Reporting ApplicabilityYes
§63.10(b)(1)General Recordkeeping RequirementsYes
§63.10(b)(2)(i)Recordkeeping of Occurrence and Duration of Startups and ShutdownsNo
§63.10(b)(2)(ii)Recordkeeping of MalfunctionsNoSee §63.1576(a)(2) for recordkeeping of (1) date, time and duration; (2) listing of affected source or equipment, and an estimate of the volume of each regulated pollutant emitted over the standard; and (3) actions taken to minimize emissions and correct the failure.
§63.10(b)(2)(iii)Maintenance RecordsYes
§63.10(b)(2)(iv)-(v)Actions Taken to Minimize Emissions During SSMNo
§63.10(b)(2)(vi)Recordkeeping for CMS MalfunctionsYes
§63.10(b)(2)(vii)-(xiv)Other CMS RequirementsYes
§63.10(b)(3)Recordkeeping for Applicability Determinations.Yes
§63.10(c)(1)-(6)Additional Records for Continuous Monitoring SystemsYesExcept §63.10(c)(2)-(4), which are Reserved and do not apply.
§63.10(c)(7)-(8)Additional Recordkeeping Requirements for CMS—Identifying Exceedances and Excess EmissionsYes
§63.10(c)(9)[Reserved]Not applicable
§63.10(c)(10)Recording Nature and Cause of MalfunctionsNoSee §63.1576(a)(2) for malfunctions recordkeeping requirements.
§63.10(c)(11)Recording Corrective ActionsNoSee §63.1576(a)(2) for malfunctions recordkeeping requirements.
§63.10(c)(12)-(14)Additional CMS Recordkeeping RequirementsYes
§63.10(c)(15)Use of SSM PlanNo
§63.10(d)(1)General Reporting RequirementsYes
§63.10(d)(2)Performance Test ResultsNoThis subpart specifies how and when the performance test results are reported.
§63.10(d)(3)Opacity or VE ObservationsYes
§63.10(d)(4)Progress ReportsYes
§63.10(d)(5)SSM ReportsNoSee §63.1575(d) for CPMS malfunction reporting and §63.1575(e) for COMS and CEMS malfunction reporting.
§63.10(e)(1)-(2)Additional CMS ReportsYesExcept this subpart specifies how and when the performance evaluation results are reported.
§63.10(e)(3)Excess Emissions/CMS Performance ReportsNoThis subpart specifies the applicable requirements.
§63.10(e)(4)COMS Data ReportsYesExcept this subpart specifies how and when the performance test results are reported.
§63.10(f)Recordkeeping/Reporting WaiverYes
§63.11(a)Control Device and Work Practice Requirements ApplicabilityYes
§63.11(b)FlaresYesExcept that flares complying with §63.670 are not subject to the requirements of §63.11(b).
§63.11(c)-(e)Alternative Work Practice for Monitoring Equipment for LeaksYes
§63.12State Authority and DelegationsYes
§63.13AddressesYes
§63.14Incorporation by ReferenceYes
§63.15Availability of Information and ConfidentialityYes
§63.16Performance Track ProvisionsYes

[80 FR 75320, Dec. 1, 2015, as amended at 83 FR 60727, Nov. 26, 2018]

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