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e-CFR data is current as of August 6, 2020


17 CFR--PART 230

View Printed Federal Register page 85 FR 33356 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33356

Effective Dates: Aug. 1, 2020

25. Amend §230.497 by:

a. Remove from paragraphs (c) and (e) the text “Form N-2 (§§239.14 and 274.11a-1 of this chapter),”;

b. Removing the heading from paragraph (k);

c. Adding paragraph (l); and

d. Removing the parenthetical authority citation at the end of the section.

The addition reads as follows:

§230.497   Filing of investment company prospectuses—number of copies.

*   *   *   *   *

(l) Except for an investment company advertisement deemed to be a section 10(b) prospectus pursuant to §230.482, this section shall not apply with respect to prospectuses of a registered closed-end investment company, or a business development company.

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