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e-CFR data is current as of August 6, 2020


17 CFR--PART 230

View Printed Federal Register page 85 FR 33354 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33354

Effective Dates: Aug. 1, 2020

16. Amend §230.418 by revising paragraph (a)(3) introductory text to read as follows:

§230.418   Supplemental information.

(a) *  *  *

(3) Except in the case of a registrant eligible to use Form S-3 (§239.13 of this chapter), or Form N-2 (§§239.14 and 274.11a-1 of this chapter) under General Instruction A.2 of that form, any engineering, management or similar reports or memoranda relating to broad aspects of the business, operations or products of the registrant, which have been prepared within the past twelve months for or by the registrant and any affiliate of the registrant or any principal underwriter, as defined in §230.405 (Rule 405), of the securities being registered except for:

*   *   *   *   *

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