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e-CFR data is current as of August 6, 2020


17 CFR--PART 230

View Printed Federal Register page 85 FR 33353 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33353

Effective Dates: Aug. 1, 2020

13. Amend §230.173 by:

a. Revising paragraph (f)(2);

b. Removing paragraph (f)(3);

c. Redesignating paragraphs (f)(4) and (5) as paragraphs (f)(3) and (4); and

d. In newly redesignated paragraph (f)(3), removing “Rule 165(f)(1) (§230.165(f)(1))” and adding “§230.165(f)(1) (Rule 165(f)(1))” in its place.

The revision reads as follows:

§230.173   Notice of registration.

*   *   *   *   *

(f) *  *  *

(2) Offering of an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company;

*   *   *   *   *

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