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e-CFR data is current as of August 6, 2020

Amendment


17 CFR--PART 230

View Printed Federal Register page 85 FR 33353 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33353

Effective Dates: Aug. 1, 2020

11. Amend §230.169 by revising paragraph (d)(4) to read as follows:

§230.169   Exemption from sections 2(a)(10) and 5(c) of the Act for certain communications of regularly released factual business information.

*   *   *   *   *

(d) *  *  *

(4) The issuer is not an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company.

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