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e-CFR data is current as of August 6, 2020

Amendment


17 CFR--PART 230

View Printed Federal Register page 85 FR 33352 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33352

Effective Dates: Aug. 1, 2020

9. Amend §230.164 by revising paragraph (f) to read as follows:

§230.164   Post-filing free writing prospectuses in connection with certain registered offerings.

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(f) Excluded issuers. This section and Rule 433 are not available if the issuer is an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company.

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