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e-CFR data is current as of August 6, 2020


17 CFR--PART 230

View Printed Federal Register page 85 FR 33352 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33352

Effective Dates: Aug. 1, 2020

7. Amend §230.163 by:

a. In paragraph (b)(3)(i):

i. Removing “Rule 165 (§230.165) or Rule 166 (§230.166)” and adding “§230.165 (Rule 165) or §230.166 (Rule 166)” in its place; and

ii. Adding “or” after the semicolon at the end of the paragraph;

b. Revising paragraph (b)(3)(ii); and

c. Removing paragraph (b)(3)(iii).

The revision reads as follows:

§230.163   Exemption from section 5(c) of the Act for certain communications by or on behalf of well-known seasoned issuers.

*   *   *   *   *

(b) *  *  *

(3) *  *  *

(ii) Communications by an issuer that is an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company.

*   *   *   *   *

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