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17 CFR--PART 240

View Printed Federal Register page 85 FR 22006 in PDF format.

Amendment(s) published April 20, 2020, in 85 FR 22006

Effective Dates: Jan. 4, 2021

26. Revise §240.12h-5 to read as follows:

§240.12h-5   Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors.

Any issuer of a guaranteed security, or guarantor of a security, that is permitted to omit financial statements by §210.3-10 (Rule 3-10 of Regulation S-X) of this chapter is exempt from the requirements of 15 U.S.C. 78m(a) (Section 13(a) of the Act) or 78o(d) (Section 15(d) of the Act).

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