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e-CFR data is current as of November 24, 2020


17 CFR--PART 230

View Printed Federal Register page 85 FR 22004 in PDF format.

Amendment(s) published April 20, 2020, in 85 FR 22004

Effective Dates: Jan. 4, 2021

16. Amend §230.257 by adding paragraph (b)(7) to read as follows:

§230.257   Periodic and current reporting; exit report.

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(b) *  *  *

(7) Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors. Any issuer of a guaranteed security, or guarantor of a security, that is permitted to omit financial statements by Item (b)(7)(i) of Part F/S of Form 1-A (referenced in §239.90), Item 7(g)(1) of Part II of Form 1-K (referenced in §239.91), and Item 3(e) of Form 1-SA (referenced in §239.92), is exempt from the requirements of this paragraph (b).

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