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Electronic Code of Federal Regulations

e-CFR data is current as of December 11, 2019

Amendment


17 CFR--PART 230

View Printed Federal Register page 84 FR 53036 in PDF format.

Amendment(s) published October 4, 2019, in 84 FR 53036

Effective Dates: Dec. 3, 2019

3. In §230.405 amend the definition of “Free writing prospectus” by revising paragraphs (2) and (3) and adding paragraph (4) to read as follows:

§230.405   Definitions of terms.

*   *   *   *   *

Free writing prospectus. *  *  *

(2) A written communication used in reliance on Rule 167 and Rule 426 (§230.167 and §230.426);

(3) A written communication that constitutes an offer to sell or solicitation of an offer to buy such securities that falls within the exception from the definition of prospectus in clause (a) of section 2(a)(10) of the Act; or

(4) A written communication used in reliance on Rule 163B (§230.163B) or on section 5(d) of the Act.

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