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Amendment
17 CFR--PART 230
View Printed Federal Register page 85 FR 33352 in PDF format.Amendment(s) published June 1, 2020, in 85 FR 33352
Effective Dates: Aug. 1, 2020
8. Amend §230.163A by revising paragraph (b)(4) to read as follows:
§230.163A Exemption from section 5(c) of the Act for certain communications made by or on behalf of issuers more than 30 days before a registration statement is filed.
* * * * *
(b) * * *
(4) Communications made by an issuer that is an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company.