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e-CFR data is current as of January 14, 2021


17 CFR--PART 230

View Printed Federal Register page 85 FR 33352 in PDF format.

Amendment(s) published June 1, 2020, in 85 FR 33352

Effective Dates: Aug. 1, 2020

8. Amend §230.163A by revising paragraph (b)(4) to read as follows:

§230.163A   Exemption from section 5(c) of the Act for certain communications made by or on behalf of issuers more than 30 days before a registration statement is filed.

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(b) *  *  *

(4) Communications made by an issuer that is an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), other than a registered closed-end investment company.

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