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Electronic Code of Federal Regulations

e-CFR Data is current as of October 17, 2014

Title 17Chapter II → Part 261


Title 17: Commodity and Securities Exchanges


PART 261—INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER

SubjectRelease No.DateFed. Reg. Vol. and Page
Opinion of the General Counsel relating to application of section 310(b) where trustee under one indenture is trustee under another indenture for securities of an affiliate of the obligor16Nov. 14, 194111 FR 10989.
Opinion of the Chief Counsel to the Corporation Finance Division relating to when-issued trading of securities the issuance of which is subject to approval by a Federal district court under Chapter X of the Bankruptcy Act30Aug. 28, 1944      Do.
Opinion of the Chief Counsel to the Corporation Finance Division relating to when-issued trading of securities the issuance of which has already been approved by a Federal district court under Chapter X of the Bankruptcy Act31Jan. 4, 194511 FR 10990.
Interpretation with reference to the securities of the International Bank for Reconstruction and Development37June 25, 194712 FR 4450.
Statement of the Commission to clarify the meaning of “beneficial ownership of securities” as relates to beneficial ownership of securities held by family members227Jan. 25, 196631 FR 1005.
Statement of the Commission setting the date of May 1, 1966 after which filings must reflect beneficial ownership of securities held by family members229Feb. 14, 196631 FR 3175.
Commissions statement re exemption of certain industrial revenue bonds from registration, etc. requirements in view of amendment of Securities Act of 1933 and of Securities Exchange Act of 1934 by “section 401” (Pub. L. 91-1037)284Nov. 6, 197035 FR 17990.
Publication of the Commission's procedure to be followed if requests are to be met for no action or interpretative letters and responses thereto to be made available for public use289Jan. 25, 197136 FR 2600.
Offerings of debt securities pursuant to trust indentures524Apr. 25, 197944 FR 26739.
No-action position respecting public offerings of debt securities registered on Form SB-2 without qualification of an indenture under the Trust Indenture Act542Oct. 16, 197944 FR 61941.
Simplified form of trust indenture605Jan. 8, 198146 FR 3500.
Retail repurchase agreements by banks and Savings and Loan Associations658Sept. 25, 198146 FR 48637.
Application of the registration provisions of the Securities Act of 1933 to the offer and sale of securities by United States branches and agencies of foreign banks2038Sept. 23, 198651 FR 34462.


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